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Preservation Department
Patricia.Morris@colorado.edu
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University Libraries > Libraries & Departments > PreservationAssessment Manual

 

Preservation Department 

 

Collections Needs Assessment Manual



Terms and Definitions

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Purpose:  To help ensure that the meanings of terms are undersood and stay relatively consistent throughout the project.  Most of these definitions apply to terms included in the survey forms and are linked to training versions of the survey forms (See Table of Contents).  

Click on this symbol :  {camera} to view photographs.  

Additional images can be found in the Photo Gallery

 

{diamond}This symbol appears in the detailed instructions for completing the Survey Form (SF1, paper based items).  It is hyper-linked to specific instructions for completing the rest of the form.

A

Acidic paper:  Composition of the paper is not acid-free (i.e. pH is less than 6.8).  The pH test pen creates a yellow mark.  If the paper is non-acidic, the pH test pen leaves a purple mark when dry. 

Acidic Cover (condition of cover): The cover of a pam bound item or paperback item is acidic.  (i.e. pH pen leaves yellow mark when dry).  No need to test other types of covers. 

Acidic Protective Cover or Enclosure Condition:  Box, wrap, slip case or portfolio enclosure  (with or without flaps)  is acidic.   This does not apply to dust covers.  The pH pen leaves a yellow mark when dry.  Look for this particularly with unfitted commercial slipcases and local slipcases made of exposed board.           

Animal Damage to Cover or Pages: Usually will consist of chewing, teeth marks, or claw marks.  Not caused by bugs (see Bug Damage, below).  Animals most likely to cause damage to books are mice or dogs.

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Asian Case:  {camera} Similar to a portfolio style box, Asian cases have 4 (or more) sections that wrap aroung the item(s) being enclosed.  These are usually constructed of rigid board and covered with fabric or paper.  The flaps are secured by bone clasps which may not wear well in a library environment.  These cases are somewhat unique compared to the types of enclusures in the Libraries' collections and can require special types of repair.    Be sure to check these for acidity.  See photos:     Record these protective enclusures as "asian case" under Other – specify  (Additional Protective Covering)

 

Asian or Coptic Stitch:  Asian stitch consists of a method of side-stitching that is done by hand rather than by machine.  Stitches are usually exposed.   {camera}  Coptic stitch consists of external, interlocking stitches.  Go to Artistic Revolutions  for a picture of one type of Coptic stitch.  These are recorded under Leaf Attachment - Other-Specify since they are hand sewn and require different repair methods.

Attachments or Inclusions:  Items that have been included in or with a book.  “Attachments” usually means foldouts or centerfolds.  Other inclusions are typically audio or video cassettes, computer diskettes (3-1/4 or 5 1/2  floppy disk), CDs or DVDs.  Ideally, inclusions will be secured in a pocket attached to the book or enclosure (if there is one).  If they are not, complete part “C. What needs to be done” as usual, but place the items on the Secondary Review Shelves.

Audio Cassette:  An audio cassette. {smile!}

B

Bad fit - Protective Cover Or Enclosure Condition:  Box or enclosure is too tight (may be damaging book) or too loose (more than 1/2 inch extra width, length or depth).  Be careful since warped, uneven items may need some extra space in box.  Item should not wiggle back and forth significantly in the enclosure or be cramped in enclosure.

Barcodes: Barcodes (or OCR numbers) are attached to each catalogued item.  They are used for searching the catalog, checking items in or out, and other inventory management.  Sometimes they are attached inappropriately (see Processing Damage).  It used to be standard practice to cut out “old” barcodes.  Please mark these as mutilation under Page Condition.  Cause of damage is “Processing damage – other” and make a note in D. Comments: “barcode cut out”

Boards loose or detached - Cover Condition:  Board(s) detached or torn at joint, not just at hinge.       This applies to paperbacks when the front and/or back cover is detached or partly detached from the spine and the text block.

Book:  Hey!  You know what “a book” is don’t you?  A group of paper signatures or pages bound together with some method to form…well…a book!  For the purposes of this survey form, does not include a pamphletportfolio, unbound pages or audio/visual item.

Book Repair – in house (Past Preservation Actions):  In-house book repair has been performed in the past.  This does not include pam binding, thermal binding, rebinding or recasing performed by the Library – these are counted elsewhere.  It can include any Level 1 or Level 2 Book Repairs.  In addition, include acidic slipcases made in Book Repair.  Patron attempts at repair are counted under "Patron."  Consider the condition of the repair.  If it is failing or was poorly done, then the original damage still exists. 

For instance, if a spine mend with tape is peeling off, the spine damage under the mend should be noted (under cover condition) and a repair recommended under C.2. 

Also, if page replacements have been tipped in, evaluate the quality of the replacement. 

     Is the text legible?  Are the illustrations clear enough to be used?  If the replacement is poor quality, it might need to be redone.

     Most older page replacement were done on acidic paper.  This can affect the surrounding pages.  Please check older tip-ins for acidity when the rest of the paper is non-acidic.  If the replacement pages are acidic, recommend page replacement and use D. Comments to explain.

Book Repair Level 1:         Types of book repair than can be completed in 15 minutes or less (on average).  This includes, but is not necessarily limited to: 

          Page repair (up to 10 pages)

          Tip-in (up to 5 non-contiguous pages)

          Hinge mend glue front and/or back.  (this is Level 2 if the hinges also need tape)

          Hinge mend tape front and/or back.  (this is Level 2 if the hinges also need glue)

          Spine Repair with tape

          Mend 1 text block break.

          Clean cover

          Make or attach pocket for inclusion(s)

          Erase a few pages of pencil marking

          Remove a few post-its

·        Cut open a few pages

Book Repair Level 2:    Types of book repair that require more than 15 but less than 2 hours to complete (on average).  This includes, but is not necessarily limited to:

     2 or more Level 1 repairs on the same item.  (It is still Level 1 if the only repairs needed are front and back Hinge mend with tape or hinge mend with glue.  However, if a book needs both glue and tape hinge mends, count it as Level 2.)

     Page repair (10 pages or more)

     Page replacement, replace inclusion, missing pages, or mutilated pages (involves Inter-Library Loan, photocopying and trimming replacement pages.  Page replacements also must be tipped in - see below.  If there are more than 10 pages with color or illustrations OR more than 20 text only pages to be replaced, the item should be C.3. Significant Damage - Referred.         

     Tip-in (6 to 10 non- contiguous pages):

     Hinge mend (needs both tape and glue)

     Other mends that will take 16 minutes to 2 hours.      

-       Mend 2-3 text block breaks (but if the threads are broken as well, refer the item.)

-       Erasing many pages of pencil marking

-       Cutting open all pages in a large book

-       Removing a kazillion post-its

Book Repair – Level 3: Any book repair or combination of repairs that would require more than 2 hours (total) to complete.

Box – paper board{camera}  An enclosure or box made of corrugated board or heavy paper stock and not covered with buckram or cloth.  These boxes might have a strip of buckram on the spine with the book title and/or call number.  See examples in the Assessment Project Reference Library.

Box – rigid board w/buckram{camera}An enclosure or box made of boards and covered with buckram.  These will usually be in a “clamshell” or double tray style.

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Box – Special (C.4. Secondary Review Results - type of action):  An enclosure or box made in house to protect unusual or fragile items.  It might be a Local Box - Manila or a modified rigid board box.

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Box – Vendor (C.4. Secondary Review Results - type of action):  Any type of enclosure or box ordered from a vendor  to protect unusual or fragile items.  

Brittle Book Analysis – Boxed or Archival Photocopy:   Brittle Book Analysis means that a brittle or unbindable book has been carefully analyzed to determine whether the items should be kept, replaced, restored, or simply boxed.  The goal of a brittle book review is to preserve the individual item or to preserve the intellectual contents of an item.  Brittle Book Analysis might result in a variety of actions such as withdrawal and/or replacement of an item or referral to a conservator.  (See Brittle/Unbindable Books Procedure for more information)  If an item has been "boxed" or replaced by an archival photocopy, then it has been through a brittle book review. 

Archival Photocopy: A high quality photocopied reproduction of a book.  These can be identified by an inscription at the front or back of the book.  The inscription will state that the book is an archival copy.  We will not include commercial “reprints” or UMI photocopies (sometimes from microfilm) that sometimes look similar. 

Boxed: A brittle or unbindable book in a custom fit, acid-free, commercially made box.  Books in enclosures made by Book Repair will have been designated as “Local Box - Manila” under Protective Cover. . .). 

Brittle Test (Double Fold): Choose a page approximately 1/3 of the way inside the text block that does not have any illustrations or special qualities. Do not do this on any item that might be a candidate for special collections or original work [one-of-a-kind] or artist’s book.  If in doubt, do not perform the test, but place the item on the Questions shelf with a note.   “The standard test is to fold a small corner of a page or leaf about 3/8 inch from the tip of the corner to the fold; crease it; fold it forward and press the fold firmly.  Fold the corner backward along the same crease, and press firmly again.  Repeat the process again for a total of four folds, i.e., two forward and two backward.  If the tip of the page breaks off easily, at or before the fourth fold, the paper is too brittle and fragile to withstand a library binding and other means should be found to conserve it.”  Merrill-Oldham, Jan and Paul Parisi.  Guide to the Library Binding Institute Standard for Library Binding.  (Chicago :  ALA , 1990 p. 3.)     

Brittle/Unbindable Analysis (C.4. Secondary Review Results - type of action):  A book with pages that are too brittle for commercial binding or a damaged book that cannot be repaired and cannot be rebound due to narrow margins, a special cover, or it is just too badly damaged.  This action can be selected in combination with what we assume will be the outcome (i.e. box, SPC, replace, archival copy, digitize, withdraw, and so on) or with “Conservator.”

Brittle with little to no damage (C.1) (SF1-Referred form): Item has brittle paper, but otherwise is in fairly good condition.  It does not need repairs, although it might be very worn or dirty, have mild damage to the pages, and so on. See "When to Refer" in the Detailed instructions for form SF1.  This is one of the reasons for referring an item  for secondary review by a staff member.

Brittle with moderage damage (C.2) (SF1-Referred form): Item has brittle paper, but otherwise is in fairly good condition.  It needs more than two or three repairs.  See "When to Refer" in the Detailed instructions for form SF1.  This is one of the reasons for referring an item  for secondary review by a staff member.

Brittle with significant damage (C.3) (SF1 - Referred form): Item has brittle paper, but otherwise is in fairly good condition.  It needs multiple repairs or the paper has deteriated to the point that it is crumbling,   See "When to Refer" in the Detailed instructions for form SF1.  This is one of the reasons for referring an item  for secondary review by a staff member.

 

Broken Hinge:   {camera}One or both hinges are completely separated from text block, but joint is intact.  If joint is broken too, see “Boards loose or detached.”  For this survey, Broken Hinge also applies if the hinge is broken between the fly leaf or next page and the text block.

Broken Text Block:  {camera} There is a crack within the text block or the text block is broken in the gutter.  Pages may or may not be loose.  If there is only one text block break, recommend a level 1 repair.  Two or three breaks count as a level 2 repair.  An item with more than three breaks and/or broken threads should be referred for Secondary Review

Buckram: A heavy-weave cotton cloth filled, impregnated, or coated with different compounds (mainly, starch and pyroxylin but also other materials) to enhance body, finish, and durability.  Almost all books with a Buckram cover have been rebound, but there are a few exceptions.  (Definition is from the Book Arts Web)  Looks a bit like vinyl.  See example in Assessment Project Reference Library.

Bug Damage{camera}Pages or cover show evidence of bug damage.  Most likely from a “book worm”(tobacco beetle).  Bug damage includes Roaching.

Burst Signatures:  Similar to Sewn Signatures except that, instead of being sewn together, the signatures are glued together through small notches in the folds.  Also similar to Perfect binding, however the folded edge of each signature is not removed prior to gluing.  These are identifiable by lack of sewing, no presence of thread.